STATEMENT FOR SELF-CERTIFIED HIGH NET WORTH INDIVIDUAL

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I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.

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I understand that this means:
 

• I can receive financial promotions that may not have been approved by a person authorised by the Financial Services Authority;
   

• the content of such financial promotions may not conform to rules issued by the Financial Services Authority;
   

• by signing this statement I may lose significant rights;
   

• I may have no right to complain to either of the following:-

  1. the Financial Services Authority; or

  2. the Financial Ombudsman Scheme
      

• I may have no right to seek compensation from the Financial Services Compensation Scheme.
   

I am a certified high net worth individual because at least one of the following applies:
 

• I had, during the financial year immediately preceding, the date below, an annual income to the value of £100,000 or more;
   

• I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:

  1. the property which is my primary residence or any loan secured on that residence;
      

  2. any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or
      

  3. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.
      

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.
 

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.